NBFC Advisor

NBFC Policy Drafting Service: Build Strong Compliance, Governance & RBI Readiness

  • 27-Jan-2026
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NBFC Policy Drafting Service: Build Strong Compliance, Governance & RBI Readiness

Running an NBFC in today’s regulatory environment is no longer just about lending or financial operations. The Reserve Bank of India (RBI) expects NBFCs to operate with strong governance frameworks, well-documented internal policies, and robust risk management systems.

Poorly drafted or outdated policies are one of the most common reasons NBFCs face regulatory observations, penalties, and operational risks. Whether you are a newly registered NBFC or an existing one preparing for RBI inspection, professionally drafted policies are not optional — they are a compliance necessity.

Why Policy Drafting Is Critical for NBFCs

RBI guidelines require NBFCs to have multiple internal policies approved by the Board of Directors. These policies define how your company manages:

  • Risk and credit

  • Customer protection

  • Fair practices

  • KYC & AML compliance

  • Information security

  • Grievance redressal

  • Corporate governance

  • Outsourcing and vendor management

Without proper policy documentation, NBFCs may face:

❌ RBI inspection objections
❌ Regulatory penalties
❌ Operational inefficiencies
❌ Higher compliance risk
❌ Loss of stakeholder trust

Common Problems with NBFC Policies

Many NBFCs struggle with policy documentation due to:

  • Copy-paste templates that do not match actual operations

  • Outdated policies not aligned with latest RBI guidelines

  • Missing mandatory policies

  • Lack of Board-approved formats

  • Policies that are too generic and fail RBI scrutiny

  • No periodic review or update mechanism

RBI expects policies to be customized, practical, and implementable – not just paperwork.

Our NBFC Policy Drafting Service – What We Offer

We provide end-to-end NBFC policy drafting and compliance documentation services, fully aligned with RBI regulations and your business model.

✔ Customized Policy Framework
We draft policies based on your NBFC type (ICC, MFIs, Investment NBFCs, etc.), business model, risk profile, and operational processes.

✔ RBI-Compliant Documentation
All policies are aligned with the latest RBI Master Directions, circulars, and supervisory expectations.

✔ Board-Ready Formats
We prepare policies in a format suitable for Board approval, including resolutions and compliance notes if required.

✔ Complete Policy Set
We help you draft and update policies such as:

  • Fair Practices Code (FPC)

  • KYC & AML Policy

  • Credit & Risk Management Policy

  • Grievance Redressal Policy

  • IT & Cyber Security Policy

  • Outsourcing Policy

  • Co-lending Policy

  • Investment Policy

  • Internal Audit & Compliance Policy

  • Related Party Transaction Policy

✔ Periodic Review & Updates
We also assist with annual policy review and updates to keep you aligned with changing RBI regulations.

Who Should Use Our NBFC Policy Drafting Service?

This service is ideal for:

  • Newly registered NBFCs preparing for operations

  • NBFCs facing RBI inspection or supervisory review

  • Dormant NBFCs planning revival

  • NBFCs undergoing takeover, merger, or restructuring

  • Fintech-NBFC partnerships

  • NBFCs seeking funding or investor due diligence

Strong policy documentation improves regulatory confidence and investor trust.

Benefits of Professionally Drafted NBFC Policies

✔ Smooth RBI inspections
✔ Reduced compliance risk
✔ Strong corporate governance
✔ Better internal controls
✔ Improved credibility with banks and investors
✔ Clear operational SOPs for teams

Don’t Risk RBI Non-Compliance Due to Weak Documentation

RBI is increasingly focusing on governance and internal controls, not just financial numbers. Poorly drafted policies can trigger regulatory observations, corrective actions, and reputational damage.

Well-drafted policies protect your NBFC, your directors, and your business continuity.

Need NBFC Policy Drafting Support?

We assist NBFCs across India with RBI-compliant policy drafting, compliance structuring, and governance frameworks.

📞 Contact us for a free consultation:
+91 93113 47006

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